Accounts
Regents Park Securities offers two ways to open an account. Before completing any application forms, you need to have already spoken to one of our FCA-authorised customer representatives.
If you haven't yet spoken to a customer representative, please contact us to arrange a meeting.
As an elective professional investor, you can:
- Request an invitation to apply online.
- Download PDF account application forms.
- Please review our Professional Investor account documentation requirements.
- Please complete the following RPS-Individual-CRS-Self-Certification-Form.
- Please review the following RPS Individual CRS Instructions.
As a corporate or institutional investor, you can:
- Request an invitation to apply online.
- Download PDF account application forms.
- Please review our Corporate Investor documentation requirements.
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Please complete the applicable form:
RPS Controlling Person CRS Self-Certification Form
RPS Entity CRS Self-Certification Form - Please review the following:
RPS Entity CRS Instructions.
RPS Controlling Person CRS Instructions - An LEI code is required. If you do not have one, please fill out the LEI Registrant Authorisation.
If you need IRS forms, the following are referenced from our documentation requirements:
All account forms require reading and acceptance of the following policies:
- Our terms of business.
- The classification as a professional client and loss of protections warning.
- Our best execution policy.
Below are additional forms which we may ask you to complete:
- Corporate Due Diligence - Know Your Client
- Professional Due Diligence - Know Your Client
- Trading Authorisation - Limited Power of Attorney
For completed PDF account application forms and for all associated documents, please send via email to jules.jurado@rpsec.co.uk.
